Gregory Edward Alft

Current Employers

Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-01-14
AZ	RA	APPROVED	2019-05-23
FL	RA	APPROVED	2019-05-23
TX	RA	APPROVED	2019-05-21
WI	RA	APPROVED	2019-05-21

IL RA
APPROVED

Since 2026-01-14
AZ RA
APPROVED

Since 2019-05-23
FL RA
APPROVED

Since 2019-05-23
TX RA
APPROVED

Since 2019-05-21
WI RA
APPROVED

Since 2019-05-21

Branch Locations

W 248 N 5233 Executive Drive Suite 500, Sussex, WI 53089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Sussex	WI	01/2013	05/2019
Various Insurance Carriers For W&R Insurance Agencies	Wauwatosa	WI	08/2013	05/2019
Waukesha Tennis Association	Waukesha	WI	10/2015	Present
Western Racquet Club	Elm Grove	WI	10/2008	03/2018
Forward Financial Group, Llc	Waukesha	WI	01/2018	Present
Lpl Financial Llc	Waukesha	WI	05/2019	Present
Independent Advisor Alliance	Charlotte	NC	05/2019	Present

01/2013 → 05/2019

Waddell & Reed, Inc.

Sussex, WI
08/2013 → 05/2019

Various Insurance Carriers For W&R Insurance Agencies

Wauwatosa, WI
10/2015 → Present

Waukesha Tennis Association

Waukesha, WI
10/2008 → 03/2018

Western Racquet Club

Elm Grove, WI
01/2018 → Present

Forward Financial Group, Llc

Waukesha, WI
05/2019 → Present

Lpl Financial Llc

Waukesha, WI
05/2019 → Present

Independent Advisor Alliance

Charlotte, NC

Previous Registrations

2013-07-30 → 2019-05-22

Waddell & Reed

Waukesha, WI

Sussex, WI

Hamden, CT

Other Businesses

1) 03/08/2019 - Forward Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2019 2)03/08/2019 - Fixed Insurance - Non-Variable Insurance - inv rel - at reported business location(s) - start: 05/2019 2) 03/08/2019 - Waukesha Tennis Association - Tennis instructor - non-inv rel - Waukesha, WI - start: 10/2005 3) 05/21/2019 - Forward Financial - DBA for IAA Business (entity for IAA business) - inv rel - at reported business location(s) - start: 05/2019 4) 06/24/2019 - Independent Advisor Alliance, LLC - IAR - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date: 05/21/2019 - 190 hrs/mo- 8 hrs during trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 190 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advis 5) 06/24/2019 - Independent Advisor Alliance, LLC - DBA:(Hybrid) Forward Financial Group - IAR - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:05/21/2019 - 190 hrs/mo - 4 hrs during trading. 6) 12/11/2024 - Forward Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/19/2019 - 0 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-29

S66 Uniform Combined State Law Examination

2013-07-29

Other Names

Greg Edward Alft

View on SEC IAPD