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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-24 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | El Monte | CA | 01/2013 | 11/2019 |
| Jpmorgan Chase Bank | El Monte | CA | 02/2010 | 11/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rosemead | CA | 11/2019 | 07/2026 |
| Bank Of America, N.A. | Rosemead | CA | 11/2019 | 07/2026 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 07/2026 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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