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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-24
  • CA RA
    APPROVED
    Since 2026-07-24

Branch Locations

Upland, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc El Monte CA 01/2013 11/2019
Jpmorgan Chase Bank El Monte CA 02/2010 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rosemead CA 11/2019 07/2026
Bank Of America, N.A. Rosemead CA 11/2019 07/2026
Empower Advisory Group, Llc Greenwood Village CO 07/2026 Present
Empower Financial Services, Inc Greenwood Village CO 07/2026 Present
  • 01/2013 → 11/2019
    Jp Morgan Securities Llc
    El Monte, CA
  • 02/2010 → 11/2019
    Jpmorgan Chase Bank
    El Monte, CA
  • 11/2019 → 07/2026
    Rosemead, CA
  • 11/2019 → 07/2026
    Bank Of America, N.A.
    Rosemead, CA
  • 07/2026 → Present
    Greenwood Village, CO
  • 07/2026 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-27
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2020-01-27
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01

View on SEC IAPD

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