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David Marich

J.P. Morgan Securities LLC

Los Alamitos, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-21
CA RA APPROVED 2017-03-14
  • TX RA
    APPROVED_RES
    Since 2020-12-21
  • CA RA
    APPROVED
    Since 2017-03-14

Branch Locations

3502 Katella Ave., Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Seal Beach CA 01/2013 03/2017
Jp Morgan Chase Bank Seal Beach CA 03/2012 03/2017
Marich Copter Cams Long Beach CA 01/2014 05/2017
Jpmorgan Chase Bank, N.A. Garden Grove CA 01/2018 03/2018
Jpmorgan Securities Llc Los Alamitos CA 03/2017 03/2018
J.P. Morgan Securities Llc Los Alamitos CA 03/2018 Present
Jpmorgan Chase Bank, N.A. Los Alamitos CA 03/2018 Present
  • 01/2013 → 03/2017
    Jp Morgan Securities Llc
    Seal Beach, CA
  • 03/2012 → 03/2017
    Jp Morgan Chase Bank
    Seal Beach, CA
  • 01/2014 → 05/2017
    Marich Copter Cams
    Long Beach, CA
  • 01/2018 → 03/2018
    Jpmorgan Chase Bank, N.A.
    Garden Grove, CA
  • 03/2017 → 03/2018
    Jpmorgan Securities Llc
    Los Alamitos, CA
  • 03/2018 → Present
    J.P. Morgan Securities Llc
    Los Alamitos, CA
  • 03/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Los Alamitos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-09
S63 Uniform Securities Agent State Law Examination 2013-04-04
  • S66 Uniform Combined State Law Examination
    2017-03-09
  • S63 Uniform Securities Agent State Law Examination
    2013-04-04
Other Names
  • David K Marich
  • David Marich
  • David Kiya Marich

View on SEC IAPD

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Other Offices

ASSET PLANNING, INC · LOS ALAMITOS, CA
OSAIC WEALTH, INC. · LOS ALAMITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Los Alamitos, CA
MML INVESTORS SERVICES, LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS`, CA
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