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135 S Main St Suite 600, Greenville, SC 29601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-02-08 |
Branch Locations
135 S Main St Suite 600, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Fiduciary Alliance | Greenville | SC | 02/2024 | Present |
| Southern Bank | Raleigh | NC | 09/2019 | Present |
| Strategy Corps | Nashville | TN | 06/2018 | 09/2019 |
| Park Sterling Bank | Greenville | SC | 06/2015 | 06/2018 |
INSURANCE SALES; INVESTMENT-RELATED; INSURANCE AGENT; START DATE: 2/2014; APPROXIMATELY 30 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS. DALTON EDUCATION; NOT INVESTMENT-RELATED; PIEDMONT, SC; INSTRUCTOR; START DATE: 2/2024; APPROXIMATELY 12 HRS/MO OUTSIDE TRADING HOURS; TEACHING CFP CLASSES TO CFP CANDIDATES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-17 |
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