Michael Joseph Woods

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Faulkner Media Group
  San Diego, CA
• 01/2013 → Present
  Calton & Associates, Inc.
  Tampa, FL

Other Businesses

1)Name of Business: Faulkner Media Group. Non Investment-Related. Address: 12395 World Trade Drive, San Diego, CALIFORNIA 92128. Nature of Business: Create marketing material for financial services industry professionals. Position/Title/Relationship: Vice President. Start Date: 11/2010. Hours per month: 160. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Create the marketing materials that are distributed and hosted by Faulkner Media Group on behalf of financial services professionals. 2) Name of Business: Woods Consulting, LLC. Non Investment-Related. Address: 1946 Continental Lane, Escondido, CA 92029. Nature of Business: Provides consulting services to the pharmaceutical and financial services industry. Position/Title/Relationship: Partner. Start Date: 01/2009. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Help financial professional with their marketing efforts by creating content (articles, videos) that addresses the specific needs of their clients. 3) Name of Business: CFD Investments, Inc. Non Investment-Related. Address: 2704 S Goyer Rd #1 Kokomo, IN 46902. Nature of Business: CFD Investments is a faith-based organization that needs some help producing articles, white papers, and other marketing materials that are appropriate for its registered reps and their clients. Hours per month: 8. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Help financial professional with their marketing efforts by creating content (articles, videos) that addresses the specific needs of their clients. Start Date: 01/2000

Exams

• S66 Uniform Combined State Law Examination
  2013-09-26