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CRD 6157376
Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2013-05-20 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
75 Garden St., Wethersfield, CT 06109 • United States
104 Feeding Hills Road, Southwick, MA 01077 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
89 South Maple St, Westfield, MA 01085 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiore Enterprises Inc | Southwick | MA | 11/2012 | 12/2022 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 02/2013 | Present |
1. COMARCK COMMUNICATIONS LLC, 104 FEEDING HILLS ROAD, SOUTHWICK, MA 01077, BUSINESS MANAGER; MANAGEMENT SERVICES, NON-INVESTMENT RELATED, EMPLOYEE, GENERATING QUOTES FOR SALES ORDERS FROM SALES REPS IN THE FIELD, 41-60% CONDUCTING THIS ACTIVITY. 2. Fiore Realty Holdings LLC, 12/01/2020, Real Estate, Agent, Non-investment related, 1-10% time spent on activity during securities hrs. 3. Pioneer Valley Trading LLC, since 7/1/2022, 99 Mederios Way, Westfield, MA, 01085. owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-15 |
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