Ronald K. Chan

Employer firm

Lakeside Financial Inc. CRD 213517

$34.8M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
MANAGEMENT CONSULTING (NON-INVESTMENT)

From the firm’s Form ADV. Read the guides:

Current Employers

Lakeside Financial Inc.

Kirkland, WA • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-10-05
WA	RA	APPROVED	2015-09-26

IL RA
APPROVED

Since 2015-10-05
WA RA
APPROVED

Since 2015-09-26

Branch Locations

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lakeside Financial Llc	Seattle	WA	08/2015	06/2021
Lakeside Financial Llc	Kirkland	WA	07/2021	Present

08/2015 → 06/2021

Lakeside Financial Llc

Seattle, WA
07/2021 → Present

Lakeside Financial Llc

Kirkland, WA

Previous Registrations

2013-02-05 → 2015-09-01

Pekin Hardy Strauss, Inc.

Chicago, IL

Other Businesses

Lakeside Financial provides management consulting services, which is a non-investment-related business that includes advising companies on strategy, analyzing industry trends, understanding businesses and their competitive dynamics, interpreting financial statements, financial planning and analysis, and treasury. About 50% of total time starting in June 2018, varying from month-to-month, is spent consulting with Top-Line Furniture (1455 W Thorndale Ave, Itasca, IL 60143) such as analyzing their financial statements and providing recommendations on how they could position their business.