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Current Employers
Commercial Trust Financial Services

119 N Main St, Fayette, MO 65248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
MO RA APPROVED 2026-03-16
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • MO RA
    APPROVED
    Since 2026-03-16

Branch Locations

119 N Main St, Fayette, MO 65248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Columbia MO 01/2013 12/2016
Saxony Securities Saint Louis MO 01/2016 01/2019
Lpl Financial, Llc Fayette MO 01/2019 Present
Commercial Trust Company Of Fayette Fayette MO 01/2019 Present
Good Life Advisors, Llc Fayette MO 01/2019 11/2019
Convergence Financial, Llc Fayette MO 06/2019 05/2026
Commercial Trust Financial Services Fayette MO 03/2026 Present
  • 01/2013 → 12/2016
    Waddell & Reed, Inc.
    Columbia, MO
  • 01/2016 → 01/2019
    Saxony Securities
    Saint Louis, MO
  • 01/2019 → Present
    Lpl Financial, Llc
    Fayette, MO
  • 01/2019 → Present
    Commercial Trust Company Of Fayette
    Fayette, MO
  • 01/2019 → 11/2019
    Fayette, MO
  • 06/2019 → 05/2026
    Convergence Financial, Llc
    Fayette, MO
  • 03/2026 → Present
    Fayette, MO
Previous Registrations
Other Businesses

1) 2019-01-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Commercial Trust Financial Services / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-12-21 - hrs/mth - hrs/mth during trading 2) 2019-04-25 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - GOOD LIFE ADVISORS LLC - Registered Investment Advisor DBA - Y - at reported business location(s) - 2019-04-12 - 160hrs/mth - 140hrs/mth during trading - 3) 2026-03-26 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (Hybrid) Commercial Trust Financial Services - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2026-03-17 - 160hrs/mth - 130hrs/mth during trading 4) 2026-05-11 - Commercial Trust Company - Outside/W-2 Employment - N - Fayette MO - 2026-05-07 - 160hrs/mth - 130hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-12
  • S66 Uniform Combined State Law Examination
    2013-04-12

View on SEC IAPD

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