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119 N Main St, Fayette, MO 65248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| MO | RA | APPROVED | 2026-03-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Columbia | MO | 01/2013 | 12/2016 |
| Saxony Securities | Saint Louis | MO | 01/2016 | 01/2019 |
| Lpl Financial, Llc | Fayette | MO | 01/2019 | Present |
| Commercial Trust Company Of Fayette | Fayette | MO | 01/2019 | Present |
| Good Life Advisors, Llc | Fayette | MO | 01/2019 | 11/2019 |
| Convergence Financial, Llc | Fayette | MO | 06/2019 | 05/2026 |
| Commercial Trust Financial Services | Fayette | MO | 03/2026 | Present |
1) 2019-01-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Commercial Trust Financial Services / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-12-21 - hrs/mth - hrs/mth during trading 2) 2019-04-25 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - GOOD LIFE ADVISORS LLC - Registered Investment Advisor DBA - Y - at reported business location(s) - 2019-04-12 - 160hrs/mth - 140hrs/mth during trading - 3) 2026-03-26 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - (Hybrid) Commercial Trust Financial Services - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2026-03-17 - 160hrs/mth - 130hrs/mth during trading 4) 2026-05-11 - Commercial Trust Company - Outside/W-2 Employment - N - Fayette MO - 2026-05-07 - 160hrs/mth - 130hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-12 |
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