Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-13 |
| TX | RA | APPROVED | 2024-06-04 |
Branch Locations
410 West 10Th Street, West Point, GA 31833 • United States
3503 20Th Ave., Valley, AL 36854 • United States
700 West 23Rd Street Suite 29D, Panama City, FL 32405 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
3436 Highway 77 Ste B, Panama City, FL 32405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates Inc | Panama City | FL | 01/2013 | 01/2019 |
| Ameriprise Financial Services, Inc. | Destin | FL | 01/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Panama City | FL | 03/2020 | 06/2024 |
| Lpl Financial Llc | Panama City | FL | 06/2024 | Present |
| Capital City Bank | Panama City | FL | 06/2024 | Present |
1) 03/12/2025 - Capital City Investements - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/03/2024 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-24 |
Reach out to this advisor