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Adrian Jacob Kowal

Equity Financial Management

Denver, CO

CRD 6157008

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Employer firm

Equity Financial Management CRD 318594

$5.10M regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Equity Financial Management

Denver, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-21
  • CO RA
    APPROVED
    Since 2022-03-21

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equity Financial Management Llc Broomfield CO 01/2022 Present
Uber Broomfield CO 01/2022 Present
Door Dash Broomfield CO 01/2022 Present
Adrian Kowal, Sole Proprietor Broomfield CO 01/2022 Present
Equity Financial Management Llc Broomfield CO 12/2021 Present
N/A Broomfield CO 12/2020 12/2021
Wells Fargo Clearing Services, Llc Boulder CO 06/2016 11/2020
Wells Fargo Advisors, Llc Boulder CO 11/2015 11/2016
  • 01/2022 → Present
    Equity Financial Management Llc
    Broomfield, CO
  • 01/2022 → Present
    Uber
    Broomfield, CO
  • 01/2022 → Present
    Door Dash
    Broomfield, CO
  • 01/2022 → Present
    Adrian Kowal, Sole Proprietor
    Broomfield, CO
  • 12/2021 → Present
    Equity Financial Management Llc
    Broomfield, CO
  • 12/2020 → 12/2021
    N/A
    Broomfield, CO
  • 06/2016 → 11/2020
    Wells Fargo Clearing Services, Llc
    Boulder, CO
  • 11/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Boulder, CO
Previous Registrations
Other Businesses

Adrian Kowal, Sole Proprietor; Insurance Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-08
S63 Uniform Securities Agent State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2016-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-12-12

View on SEC IAPD

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