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Laura Jean Thornton

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-07-29
  • NE RA
    APPROVED
    Since 2024-07-29

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Omaha NE 01/2013 12/2022
Charles Schwab & Co., Inc. Omaha NE 12/2022 Present
Charles Schwab Bank , Ssb Omaha NE 11/2023 Present
  • 01/2013 → 12/2022
    Td Ameritrade, Inc.
    Omaha, NE
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
  • 11/2023 → Present
    Charles Schwab Bank , Ssb
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-21
S63 Uniform Securities Agent State Law Examination 2013-06-14
  • S66 Uniform Combined State Law Examination
    2023-12-21
  • S63 Uniform Securities Agent State Law Examination
    2013-06-14
Other Names
  • Laura Thornton

View on SEC IAPD

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