James Matthew Murphy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2018
  Northwestern Mutual Life Insurance Company
  New York, NY
• 01/2016 → 04/2017
  Greenhills Ventures
  New York, NY
• 04/2017 → 08/2018
  Northwestern Mutual Investment Services Llc
  New York, NY
• 03/2019 → 04/2019
  Winged Keel Group
  New York, NY
• 10/2018 → 02/2019
  Unemployed
  New York, NY
• 05/2019 → 08/2019
  Unemployed
  New York, NY
• 02/2021 → 08/2021
  Citigroup Global Markets Inc
  New York, NY
• 08/2019 → 02/2021
  Citigroup Global Markets Inc - Mindlance - Recruiter
  New York, NY
• 08/2021 → 06/2023
  Jp Morgan Chase Bank
  New York, NY
• 08/2021 → 06/2023
  Jp Morgan Securities Llc
  New York, NY
• 06/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2023 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2023-04-19 → 2023-06-21
  J.P. Morgan Securities Llc
  New York, NY
• 2021-06-29 → 2021-07-20
  Citigroup Global Markets Inc.
  Scarsdale, NY
  New York, NY
  Boca Raton, FL
• 2018-05-03 → 2018-08-17
  Northwestern Mutual Investment Services, Llc
  New York, NY

Other Businesses

I*1815276, Entity Type:Entity For Profit, Name of OBA: CACOMA, LLC Address:Ormond Beach, FL 32174 Investment Related: NO Position, Title, Association: Owner Employee Start Date:4/29/24 No Hours: 0 No Hours during trading:0 Duties: Real estate holdings, land, with my sisters.This is real estate that my parents purchased in North Carolina. Rather than place it in a trust, we placed the land inside of an LLC. It is not being used for anything. We pay taxes and HOA fees on the land.I*1815279, Entity Type:Entity For Profit, Name of OBA: SEMA LLC Address:Sheridan, Wyoming 82801 Investment Related: No Position, Title, Association: Owner Employee Start Date:4/29/24 No Hours: 0 No Hours during trading: 0 Duties:Purchase a car and rent to others on Turo Application

Exams

• S66 Uniform Combined State Law Examination
  2021-06-29

Other Names

• Matthew Murphy
• Matt Murphy