Best Investors Account Sign in

Carolyn K. Beasley

J.P. Morgan Securities LLC

Modesto, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-07
TX RA APPROVED 2020-02-07
  • CA RA
    APPROVED
    Since 2020-02-07
  • TX RA
    APPROVED
    Since 2020-02-07

Branch Locations

3601 Pelandale Ave, Ste C-1, Modesto, CA 95356 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Manteca CA 01/2013 06/2018
Jpmorgan Chase Bank Manteca CA 07/2009 06/2018
Jp Morgan Securites Llc Tracy CA 06/2018 01/2020
Jpmorgan Chase Bank Tracy CA 06/2018 01/2020
J.P. Morgan Securities Llc Modesto CA 01/2020 Present
Jpmorgan Chase Bank Na Modesto CA 01/2020 Present
  • 01/2013 → 06/2018
    Jp Morgan Securities Llc
    Manteca, CA
  • 07/2009 → 06/2018
    Jpmorgan Chase Bank
    Manteca, CA
  • 06/2018 → 01/2020
    Jp Morgan Securites Llc
    Tracy, CA
  • 06/2018 → 01/2020
    Jpmorgan Chase Bank
    Tracy, CA
  • 01/2020 → Present
    J.P. Morgan Securities Llc
    Modesto, CA
  • 01/2020 → Present
    Jpmorgan Chase Bank Na
    Modesto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-03
S63 Uniform Securities Agent State Law Examination 2013-04-01
  • S66 Uniform Combined State Law Examination
    2020-02-03
  • S63 Uniform Securities Agent State Law Examination
    2013-04-01
Other Names
  • Carolyn K Beasley
  • C K Beasley
  • C Beasley
  • Carrie Beasley
  • Carolyn Kathleen Beasley

View on SEC IAPD

More in Modesto, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor