Andrew J Richter

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-03-08
NE	RA	APPROVED	2021-10-07

IA RA
APPROVED

Since 2023-03-08
NE RA
APPROVED

Since 2021-10-07

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Pisgah, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Omaha	NE	01/2013	08/2021
Charles Schwab & Co., Inc.	Pisgah	IA	08/2021	Present

01/2013 → 08/2021

Td Ameritrade

Omaha, NE
08/2021 → Present

Charles Schwab & Co., Inc.

Pisgah, IA

Previous Registrations

2013-08-13 → 2021-10-20

Td Ameritrade, Inc.

Omaha, NE

Omaha, NE
2013-08-13 → 2018-08-28

Td Ameritrade Investment Management, Llc

Omaha, NE

Omaha, NE

Other Businesses

Name of Outside Business:RichterRusticRevival; Investment Related:No; Address of Outside Business:Omaha, NE; Nature of Outside Business:Other; Position:Owner; Start Date:10/29/2018; Hours per month: 10-20; Hours per month during securities trading hours: Yes; Description of Duties: Making wood products and selling them in my free time.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-07-24

S66 Uniform Combined State Law Examination

2013-07-24

Other Names

Andy Richter

View on SEC IAPD