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Rachel Ann Torres

J.P. Morgan Securities LLC

Puyallup, WA

Puyallup, WA

Tukwila, WA

Seattle, WA

CRD 6156640

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-07-30
TX RA APPROVED 2023-04-04
WA RA APPROVED 2023-04-04
  • OR RA
    APPROVED
    Since 2025-07-30
  • TX RA
    APPROVED
    Since 2023-04-04
  • WA RA
    APPROVED
    Since 2023-04-04

Branch Locations

10222 156Th St E, Puyallup, WA 98374 • United States

3710 Meridian St. S, Puyallup, WA 98373 • United States

321 Strander Blvd, Tukwila, WA 98188 • United States

7100 Martin Luther King Jr. Way S, Seattle, WA 98118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Tukwila WA 01/2013 Present
J.P. Morgan Securities, Llc Tukwila WA 01/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
S63 Uniform Securities Agent State Law Examination 2013-09-05
  • S66 Uniform Combined State Law Examination
    2022-01-04
  • S63 Uniform Securities Agent State Law Examination
    2013-09-05
Other Names
  • Rachel Ann Richardson
  • Rachel Ann Handl
  • Rachel Torres

View on SEC IAPD

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