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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-30 |
| TN | RA | APPROVED | 2024-09-17 |
Branch Locations
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
9005 Overlook Blvd. 1St Floor, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Truist Investment Services, Inc. | Nashville | TN | 11/2022 | 09/2024 |
| Midstates Logistics | Brentwood | TN | 03/2022 | 11/2022 |
| Ubs Financial Services | Nashville | TN | 03/2019 | 03/2022 |
| Cap Star Bank | Nashville | TN | 03/2017 | 03/2019 |
| Unemployed | Nashville | TN | 10/2016 | 03/2017 |
| University Of South Carolina | Columbia | SC | 07/2016 | 10/2016 |
| Seia Llc | Brentwood | TN | 09/2024 | Present |
| Ses Llc | Brentwood | TN | 09/2024 | Present |
SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/16/2024 ADDRESS: 9005 Overlook Blvd. 1st Floor, Brentwood, TN 37027, United States DESCRIPTION: RIA sales & service INSURANCE LICENSE PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/16/2024 ADDRESS: 9005 Overlook Blvd. 1st Floor, Brentwood, TN 37027, United States DESCRIPTION: Insurance sales and service consistent with financial planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
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