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Current Employers
Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-30
TN RA APPROVED 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2026-06-30
  • TN RA
    APPROVED
    Since 2024-09-17

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

9005 Overlook Blvd. 1St Floor, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Investment Services, Inc. Nashville TN 11/2022 09/2024
Midstates Logistics Brentwood TN 03/2022 11/2022
Ubs Financial Services Nashville TN 03/2019 03/2022
Cap Star Bank Nashville TN 03/2017 03/2019
Unemployed Nashville TN 10/2016 03/2017
University Of South Carolina Columbia SC 07/2016 10/2016
Seia Llc Brentwood TN 09/2024 Present
Ses Llc Brentwood TN 09/2024 Present
  • 11/2022 → 09/2024
    Truist Investment Services, Inc.
    Nashville, TN
  • 03/2022 → 11/2022
    Midstates Logistics
    Brentwood, TN
  • 03/2019 → 03/2022
    Ubs Financial Services
    Nashville, TN
  • 03/2017 → 03/2019
    Cap Star Bank
    Nashville, TN
  • 10/2016 → 03/2017
    Unemployed
    Nashville, TN
  • 07/2016 → 10/2016
    University Of South Carolina
    Columbia, SC
  • 09/2024 → Present
    Seia Llc
    Brentwood, TN
  • 09/2024 → Present
    Ses Llc
    Brentwood, TN
Previous Registrations
Other Businesses

SEIA LLC POSITION: Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/16/2024 ADDRESS: 9005 Overlook Blvd. 1st Floor, Brentwood, TN 37027, United States DESCRIPTION: RIA sales & service INSURANCE LICENSE PRODUCER POSITION: Insurance License Holder NATURE: Insurance sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/16/2024 ADDRESS: 9005 Overlook Blvd. 1st Floor, Brentwood, TN 37027, United States DESCRIPTION: Insurance sales and service consistent with financial planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10

View on SEC IAPD

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