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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-17 |
| IL | RA | APPROVED | 2017-01-03 |
Branch Locations
10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities, Llc | Chicago | IL | 01/2013 | Present |
| Jpmorgan Chase Bank | Chicago | IL | 07/2011 | Present |
| Color Street | Chicago | IL | 03/2023 | 01/2026 |
Entity Name: Spark Driver App Investment related: No "Address: Delivery Drivers, Inc. 9008 Research Dr, Irvine, California, 92618 US https://ddiwork.com/spark-driver-faqs/ https://drive4spark.walmart.com/" Nature of the other business: Delivery Services Position/Title/Relationship: Employee/Contractor Start Date: 03/13/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This outside interest is limited to shopping and delivering Walmart orders to customers electing delivery service. Entity Name: Uber Eats Investment related: No "Address: 1455 San Francisco, CA Nature of the other business: Food Delivery Position/Title/Relationship: Delivery Driver Start Date: 11-Jan-2020 Approximate # of hours a month: 20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: locate and confirm deliveries that are available to claim.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-01 |
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