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1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-05-23 |
Branch Locations
1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610 • United States
43A Brookwood Ave Suite 6, Carlisle, PA 17015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Wyomissing | PA | 01/2013 | 02/2018 |
| Lpl Financial Llc | Carlisle | PA | 02/2018 | Present |
| Visions Federal Credit Union | Reading | PA | 04/2019 | 05/2022 |
| Alliance Financial | Wyomissing | PA | 01/2013 | Present |
| Alliance Financial | Carlisle | PA | 05/2022 | Present |
1. 02/14/2018 - Milton F Witehead, Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 1/10/2015 - 10 Hours Per Month/10 During Securities Trading - SALES & SERVICE OF FIXED INSURANCE PRODUCTS - Permanent and Term universal life, LTC. 2. 11/11/2019 - Alliance Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/07/2019 - 40 Hours Per Month During Securities Trading. 3. 6/10/2020 - Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2020 - 160 Hours Per Month/7 Hours During Securities Trading. 4. 06/21/2022 - Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/18/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Alliance Financial, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/21/2022 - Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 05/18/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-14 |
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