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Keith R. Carr

Strategic Advisers LLC

Rancho Cucamonga, CA

Yorba Linda, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CA RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

7310 Day Creek Blvd, Rancho Cucamonga, CA 91739-8035 • United States

Yorba Linda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Anaheim CA 11/2008 08/2021
Wells Fargo Advisors Llc Villa Park CA 01/2013 11/2016
Wells Fargo Clearing Services, Llc Anaheim CA 11/2016 08/2021
Fidelity Investments Mission Viejo CA 09/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 11/2008 → 08/2021
    Wells Fargo Bank Na
    Anaheim, CA
  • 01/2013 → 11/2016
    Wells Fargo Advisors Llc
    Villa Park, CA
  • 11/2016 → 08/2021
    Wells Fargo Clearing Services, Llc
    Anaheim, CA
  • 09/2021 → Present
    Fidelity Investments
    Mission Viejo, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-10-01 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Mission Viejo, CA
  • 2017-12-20 → 2021-08-25
    Wells Fargo Clearing Services, Llc
    Villa Park, CA
    El Segundo, CA
    Irvine, CA
    Huntington Beach, CA
    Irvine, CA
    Anaheim, CA
Other Businesses

OBA-63228|OrgNmn:RENTAL PROPERTY LAS VEGAS|Org Addr:LAS VEGAS,Nevada,US|OBA Nature:RENTAL PROPERTY |Invst Rel:Y|Title:owner|Duties:owner |StrtDt:11-02-20|TotHrs/mon:1|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2013-03-12
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2013-03-12
Other Names
  • Keith Richard Carr
  • Keith R Carr

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · RANCHO CUCAMONGA, CA
LPL FINANCIAL LLC · RANCHO CUCAMONGA, CA
PRIVATUS · RANCHO CUCAMONGA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · RANCHO CUCAMONGA, CA
LPL ENTERPRISE, LLC · RANCHO CUCAMONGA, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Cucamonga, CA
EDWARD JONES · RANCHO CUCAMONGA, CA
PDE WEALTH ADVISORS, LLC · RANCHO CUCAMONGA, CA

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