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Diane Marie Bardon

LPl Financial LLC

Starkville, MS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-01
MS RA APPROVED 2015-11-13
  • TX RA
    APPROVED
    Since 2016-03-01
  • MS RA
    APPROVED
    Since 2015-11-13

Branch Locations

400 University Dr, Starkville, MS 39759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Starkville MS 05/2015 Present
Cadence Bank, Na Starkville MS 04/1998 Present
  • 05/2015 → Present
    Lpl Financial Llc
    Starkville, MS
  • 04/1998 → Present
    Cadence Bank, Na
    Starkville, MS
Other Businesses

1)5/29/15-CADENCE INVESTMENT SERVICES/DBA FOR LPL BUSINESS/ 100%/STARKVILLE, MS 2)5/29/15-CADENCE BANK/ ADMIN ASSISTANT/20%/ STARKVILLE,MS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-12
  • S66 Uniform Combined State Law Examination
    2015-11-12
Other Names
  • Diane Marie Marshall

View on SEC IAPD

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Other Investors

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KELLY HESTER CUTSHALL
LAUREN CASTLE BLACK
LYNN MARIE PHILLIPS-GAINES
LAWRENCE EDWARD MULLINS
BRIAN SCOTT LESLEY

Other Offices

CETERA INVESTMENT ADVISERS LLC · STARKVILLE, MS
AMERIPRISE FINANCIAL SERVICES, LLC · Starkville, MS
PHILLIPS WEALTH PLANNERS LLC · STARKVILLE, MS
LPL FINANCIAL LLC · STARKVILLE, MS
LPL FINANCIAL LLC · STARKVILLE, MS
EDWARD JONES · STARKVILLE, MS
LPL FINANCIAL LLC · WEST POINT, MS
MML INVESTORS SERVICES, LLC · WEST POINT, MS

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