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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-23 |
| KS | RA | APPROVED | 2025-12-23 |
Branch Locations
5700 W 112Th St Suite 200, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Springfield | MA | 09/2014 | 09/2019 |
| Laurie Estes | Springfield | MA | 08/2016 | 02/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2018 | 08/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2018 | 08/2020 |
| Northwestern Mutual Investment Services Llc | Orlando | FL | 10/2019 | 08/2020 |
| Personal Capital Advisors Corporation | Orlando | FL | 10/2020 | 12/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 07/2025 |
| Mariner | Overland Park | KS | 12/2025 | Present |
Log Cabin Republicans; not investment related; social and political group; Orlando, FL; board of directors; start date 03/2026; 10 hrs/mo, 0 during trading hours; secretary
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-27 |
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