Diana Sao Figueiredo

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 09/2016
  Lpl Financial Llc
  Mattapoisett, MA
• 09/2016 → Present
  Nylife Securities Llc
  Bridgewater, MA
• 07/2016 → Present
  New York Life Insurance, Co
  Bridgewater, MA
• 08/2018 → Present
  Eagle Strategies Llc
  Bridgewater, MA

Previous Registrations

• 2016-05-25 → 2016-09-08
  Lpl Financial Llc
  New Bedford, MA
  Mattapoisett, MA
  Boston, MA
  New Bedford, MA
  South Dartmouth, MA
  New Bedford, MA

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 2 Lakeshore Center -2nd floor, Bridgewater, MA; Start Date 03/2020; Role/Title: Insurance Broker; Investment Related; 12 hours per month; 12 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-27
• S63 Uniform Securities Agent State Law Examination
  2015-11-02

Other Names

• Diana S Leal
• Diana S Figueiredo