Best Investors Account Sign in

Carlos Alberto Orozco

Pnc Wealth Management LLC

Wellington, FL

CRD 6155031

Claim This Profile
Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-15
  • FL RA
    APPROVED
    Since 2025-08-15

Branch Locations

12850 Forest Hill Blvd, Wellington, FL 33414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Ft. Lauderdale FL 08/2014 07/2017
Pnc Bank Ft. Lauderdale FL 08/2014 07/2017
Pnc Investments Llc Loxahatchee FL 05/2025 Present
Pnc Bank Boca Raton FL 07/2017 04/2019
Pnc Bank Coral Springs FL 04/2019 12/2021
Pnc Bank Loxahatchee FL 12/2021 Present
  • 08/2014 → 07/2017
    Pnc Investments
    Ft. Lauderdale, FL
  • 08/2014 → 07/2017
    Pnc Bank
    Ft. Lauderdale, FL
  • 05/2025 → Present
    Pnc Investments Llc
    Loxahatchee, FL
  • 07/2017 → 04/2019
    Pnc Bank
    Boca Raton, FL
  • 04/2019 → 12/2021
    Pnc Bank
    Coral Springs, FL
  • 12/2021 → Present
    Pnc Bank
    Loxahatchee, FL
Other Businesses

09/2024 - Goalkeeper Coach / Carlos Orozco/Wellington Waves Soccer Club - Non-Investment related - Zero hours during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-13
S65 Uniform Investment Adviser Law Examination 2017-05-01
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S66 Uniform Combined State Law Examination
    2025-08-13
  • S65 Uniform Investment Adviser Law Examination
    2017-05-01
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Carlos Orozco
  • Carlos A Orozco
  • Carlos Alberto Orozco

View on SEC IAPD

More in Wellington, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor