Carlos Daniel Figueroa

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 08/2020
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
• 08/2003 → 03/2020
  Navy
  Tuscon, AZ
• 08/2020 → Present
  Jpmorgan Chase Bank, N.A.
  Tuscon, AZ
• 08/2020 → Present
  J.P. Morgan Securities Llc
  Tuscon, AZ
• 02/2009 → Present
  United States Navy Reserve
  Tucson, AZ

Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: UNITED STATES NAVY RESERVE POSITION: SMALL ARMS MARKSMANSHIP INSTRUCTOR START DATE: 8/14/2003 ADDRESS: 3655 N WILMOT RD TUCSON AZ 85730 DETAILS: GUNNERSMATE SECOND CLASS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 16 HOURS PER MONTH HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2020-10-16
• S63 Uniform Securities Agent State Law Examination
  2013-10-28

Other Names

• Danny Figueroa