Carlos Daniel Figueroa

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2020-11-09
TX	RA	APPROVED	2020-10-23

AZ RA
APPROVED

Since 2020-11-09
TX RA
APPROVED

Since 2020-10-23

Branch Locations

1818 S. 6Th Avenue, Tucson, AZ 85713 • United States

2920 West Valencia, Tucson, AZ 85746 • United States

3033 East Broadway, Tucson, AZ 85716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Tucson	AZ	01/2013	08/2020
Navy	Tuscon	AZ	08/2003	03/2020
Jpmorgan Chase Bank, N.A.	Tuscon	AZ	08/2020	Present
J.P. Morgan Securities Llc	Tuscon	AZ	08/2020	Present
United States Navy Reserve	Tucson	AZ	02/2009	Present

01/2013 → 08/2020

Wells Fargo Clearing Services, Llc

Tucson, AZ
08/2003 → 03/2020

Navy

Tuscon, AZ
08/2020 → Present

Jpmorgan Chase Bank, N.A.

Tuscon, AZ
08/2020 → Present

J.P. Morgan Securities Llc

Tuscon, AZ
02/2009 → Present

United States Navy Reserve

Tucson, AZ

Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: UNITED STATES NAVY RESERVE POSITION: SMALL ARMS MARKSMANSHIP INSTRUCTOR START DATE: 8/14/2003 ADDRESS: 3655 N WILMOT RD TUCSON AZ 85730 DETAILS: GUNNERSMATE SECOND CLASS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 16 HOURS PER MONTH HOURS DURING TRADING: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-10-16
S63	Uniform Securities Agent State Law Examination	2013-10-28

S66 Uniform Combined State Law Examination

2020-10-16
S63 Uniform Securities Agent State Law Examination

2013-10-28

Other Names

Danny Figueroa

View on SEC IAPD