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Marcia F Daniel-Baron

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Leawood, KS

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-06-15
TX RA APPROVED_RES 2023-01-05
  • KS RA
    APPROVED
    Since 2023-06-15
  • TX RA
    APPROVED_RES
    Since 2023-01-05

Branch Locations

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Lenexa KS 12/2011 08/2022
Wells Fargo Advisors Llc Lenexa KS 01/2013 11/2016
Wells Fargo Clearing Services, Llc Lenexa KS 11/2016 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 10/2022 Present
Bank Of America N.A. Kansas City MO 12/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-24
S63 Uniform Securities Agent State Law Examination 2013-03-12
  • S66 Uniform Combined State Law Examination
    2014-11-24
  • S63 Uniform Securities Agent State Law Examination
    2013-03-12
Other Names
  • Marcia Daniel
  • Marcia Daniel-Baron
  • Marcia Fernanda Daniel-Baron
  • Marcia F Danielbaron

View on SEC IAPD

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THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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