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Daniel Alberto Morato

Wells Fargo Clearing Services, LLC

Tampa, FL

Tarpon Springs, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-18
NJ RA APPROVED 2021-06-09
  • FL RA
    APPROVED
    Since 2021-12-18
  • NJ RA
    APPROVED
    Since 2021-06-09

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

101 Federal Pl, Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc, Spring Valley NY 01/2013 11/2016
Wells Fargo Bank Na Spring Valley NY 12/2011 03/2017
Wells Fargo Clearing Services, Llc Spring Valley NY 11/2016 03/2017
Key Investment Services Llc Poughkeepsie NY 05/2017 02/2018
Keybank New City NY 03/2017 02/2018
Wells Fargo Bank, Na Katonah NY 12/2018 Present
Wells Fargo Clearing Services, Llc Katonah NY 12/2018 Present
Jp Morgan Chase Middletown NY 02/2018 12/2018
  • 01/2013 → 11/2016
    Wells Fargo Advisors, Llc,
    Spring Valley, NY
  • 12/2011 → 03/2017
    Wells Fargo Bank Na
    Spring Valley, NY
  • 11/2016 → 03/2017
    Wells Fargo Clearing Services, Llc
    Spring Valley, NY
  • 05/2017 → 02/2018
    Key Investment Services Llc
    Poughkeepsie, NY
  • 03/2017 → 02/2018
    Keybank
    New City, NY
  • 12/2018 → Present
    Wells Fargo Bank, Na
    Katonah, NY
  • 12/2018 → Present
    Wells Fargo Clearing Services, Llc
    Katonah, NY
  • 02/2018 → 12/2018
    Jp Morgan Chase
    Middletown, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-08
S63 Uniform Securities Agent State Law Examination 2013-03-12
  • S66 Uniform Combined State Law Examination
    2021-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-03-12
Other Names
  • Daniel A Morato

View on SEC IAPD

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