Luke Dillon

Employer firm

Apollon Wealth Management, LLC CRD 291902

$11.6B regulatory AUM 197 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 08/2022
  Raymond James And Associates
  Los Angeles, CA
• 08/2022 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Redondo Beach, CA
• 08/2022 → Present
  Apollon Wealth Management, Llc
  Redondo Beach, CA

Previous Registrations

• 2015-11-16 → 2022-08-10
  Raymond James & Associates, Inc.
  Pasadena, CA
  Beverly Hills, CA
• 2014-08-12 → 2015-12-01
  Ubs Financial Services Inc.
  Florham Park, NJ
  Los Angeles, CA

Other Businesses

1) PURSHE KAPLAN STERLING INVESTMENTS, INC., INVESTMENT RELATED, REDONDO BEACH, CA, BROKER DEALER, REGISTERED REPRESENTATIVE, 08/2022, APPX. 10 HRS/MNTH. 2) INSURANCE SALES; SAME ADDRESS; INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH. 3) Westside Wealth Management of California, LLC| Entity for Business Operations; Holding Company for managing revenue and expenses for securities business activity. | No securities business is conducted through this entity, this services solely as a holding company.

Exams

• S66 Uniform Combined State Law Examination
  2013-05-29