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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-21 |
Branch Locations
2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Houston | TX | 08/2008 | 01/2021 |
| Bbva Wealth Solutions Inc. | Houston | TX | 04/2013 | 01/2021 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 01/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2013 | 01/2021 |
| Morgan Stanley Smith Barney Llc | Houston | TX | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2021 | Present |
CASTILLE AT CARILLON HOLDINGS LLC POSITION: Investor (Membership Interest) NATURE: The building rents offices INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2019 ADDRESS: 450 CARILLON PKY, Saint Petersburg FL 33716, United States DESCRIPTION: I do not have any duties, this was a private placement AWH ABQ INVESTORS LLC POSITION: Investor NATURE: This is a Hotel, Double Tree by Hilton INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2019 ADDRESS: 201 Marquette Ave NW, Albuquerque NM 87102, United States DESCRIPTION: I do not have any duty, I am an investor INVESTMENT PROPERTY/RENT POSITION: Owner NATURE: Investment property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2020 ADDRESS: 2400 McCue Road, Unit 310, Houston 77056 , United States DESCRIPTION: My dutie is to fix whatever breaks down in the unit. *563115 - Rental Property; Investment related Yes; Houston, Texas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 0; Property Management *618622 - Real Estate under Individual name; Investment related: Yes; Houston, Texas; Rental Property; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 12/2024; During business hours: 0; After business hours: 1; I take care of the property when something needs to be fixed
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-19 |
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