Wendy Beth Adler

Current Employers

Buckman Advisory Group Llc

44 Church Street, Little Silver, NJ 07739 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-04
NJ	RA	APPROVED	2025-09-04
PA	RA	APPROVED	2025-09-04

FL RA
APPROVED

Since 2025-11-04
NJ RA
APPROVED

Since 2025-09-04
PA RA
APPROVED

Since 2025-09-04

Branch Locations

Grass Valley, CA • United States

44 Church Street, Little Silver, NJ 07739 • United States

631 Us Highway 1 Suite 401, North Palm Beach, FL 33408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tdameritrade Inc	Philadelphia	PA	10/2010	Present
M Holdings Securities, Inc.	Portland	OR	02/2019	Present
Lri Llc Dba Lindberg & Ripple	West Hartford	CT	02/2019	Present

10/2010 → Present

Tdameritrade Inc

Philadelphia, PA
02/2019 → Present

M Holdings Securities, Inc.

Portland, OR
02/2019 → Present

Lri Llc Dba Lindberg & Ripple

West Hartford, CT

Previous Registrations

2023-04-21 → 2025-07-10

Lri Investments

Palm Beach Gardens, FL
2020-03-27 → 2024-04-01

M Holdings Securities, Inc.

Portland, OR

Palm Beach Gardens, FL
2010-10-15 → 2018-07-13

Td Ameritrade, Inc.

Boca Raton, FL

Philadelphia, PA
2010-10-15 → 2018-07-13

Td Ameritrade Investment Management, Llc

Boca Raton, FL

Philadelphia, PA
2007-07-13 → 2010-03-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Laurel, NJ

Other Businesses

1) LINDBERG & RIPPLE; 3825 PGA Blvd, Suite 303 Palm Beach Gardens, FL 33410; 02/03/2020; INVESTMENT ADVISOR; MARKET TO PROSPECTS, SERVICE CLIENTS; INVESTMENT RELATED; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; EXPENSE REIMBURSEMENT, WAGES/SALARY/TIPS. 2) WBA MANAGEMENT, LLC; 8350 ELEUTHERA LANE, WELLINGTON, FL 33414; 09/18/2019; CEM; SMALL BUSINESS MARKETING CONSULTANT; NOT INVESTMENT RELATED; 10 HOURS/MONTH; 0 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY/TIPS.\ 3) LRI INVESTMENTS LLC; 3825 PGA BLVD SUITE 303 PALM BEACH GARDENS, FL 33410; RIA; INVESTMENT RELATED; FINANCIAL ADVISOR; PROVIDE FINANCIAL PLANNING SERVICES AND PORFOLIO INVESTMENT ADVICE; 10/27/2023; 120 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-12

S66 Uniform Combined State Law Examination

2007-07-12

Designations

View on SEC IAPD