Benjamin Patrick Kyes

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-31

MN RA
APPROVED

Since 2014-01-31

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Medina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	01/2013	03/2020
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	Present

01/2013 → 03/2020

Ameriprise Financial Services, Inc.

Minneapolis, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

Business Ownership; Candid First Impressions; Co-owner; Photo Digitation; 2825 Ardmore Ave, , Medina, MN, 55359; Not Investment-Related; 12/22/2015; 0 hours per month; 0 during trading hours / Sycamore Trailers LLC; Owner; Trailer Rental to the public; 2825 Ardmore Ave, , Medina, MN, 55359; Not Investment-Related; 02/11/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-03-02

S63 Uniform Securities Agent State Law Examination

2013-03-02

View on SEC IAPD