Stephen Michael Cushing

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-02-14

MA RA
APPROVED

Since 2018-02-14

Branch Locations

655 State Rd, Westport, MA 02790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pfs Investments Inc	Westport	MA	03/2013	Present
Primerica Financial Services	Westport	MA	04/2012	Present
Comcast	Fairhaven	MA	01/2003	05/2017

03/2013 → Present

Pfs Investments Inc

Westport, MA
04/2012 → Present

Primerica Financial Services

Westport, MA
01/2003 → 05/2017

Comcast

Fairhaven, MA

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-03
S63	Uniform Securities Agent State Law Examination	2013-06-06

S65 Uniform Investment Adviser Law Examination

2017-10-03
S63 Uniform Securities Agent State Law Examination

2013-06-06

View on SEC IAPD