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Rhett J Driscoll

Northwestern Mutual Investment Services, LLC

Atlanta, GA

Gilbert, AZ

CRD 6154220

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-01-06
  • GA RA
    APPROVED
    Since 2016-01-06

Branch Locations

3438 Peachtree Rd Ne Phipps Tower Ste 1200, Atlanta, GA 30326 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2015 Present
Northwestern Mutual Investment Services, Llc Atlanta GA 01/2016 Present
Ryan Smith Atlanta GA 01/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-19
  • S66 Uniform Combined State Law Examination
    2014-11-19

View on SEC IAPD

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