Henry Manuel Nunez

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 01/2017
  Mass Mutual Life Insurance Company
  New York, NY
• 05/2016 → 01/2017
  Mml Investors Services
  Springfield, MA
• 03/2017 → 05/2018
  Capital One Advisors, Llc
  Scarsdale, NY
• 11/2018 → 07/2025
  Infinex Investments, Inc.
  Meriden, CT
• 11/2018 → 07/2025
  Apple Bank
  Scarsdale, NY
• 06/2018 → 10/2018
  Unemployed
  Scarsdale, NY
• 07/2025 → Present
  Aegis Capital Corp.
  Melville, NY

Previous Registrations

• 2019-01-10 → 2025-07-25
  Osaic Institutions, Inc.
  Scarsdale, NY
  Bronx, NY
  Bronxville, NY
  Larchmont, NY
  New City, NY
  Englewood, NJ
  Mohegan Lake, NY
  Monsey, NY
• 2017-04-18 → 2018-05-03
  Capital One Advisors, Llc
  Bronx, NY
  Mclean, VA
  Scarsdale, NY
• 2011-06-17 → 2014-01-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Brooklyn, NY
  Brooklyn, NY
  New York, NY
  Brooklyn, NY
  New York, NY
  New York, NY
  New York, NY
• 2009-07-13 → 2011-05-17
  Chase Investment Services Corp.
  New York, NY
• 2007-07-25 → 2008-06-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Middletown, NY
  Middletown, NY

Other Businesses

1) ACC AGENCY, INC. 1305 WALT WHITMAN RD., SUITE 120 MELVILLE, NY 11747; INVESTMENT RELATED; GENERAL INSURANCE AGENCY; PRODUCER/AGENT; START DATE: 08-21-2025; 5-10 HOURS PER MONTH DEBOTED TO BUSINESS; 5-10 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-07
• S66 Uniform Combined State Law Examination
  2007-07-24

Other Names

• Henry Nunez
• Henry M Nunez