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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manchester 8Th Utilities Fire Dept | Manchester | CT | 09/2009 | 07/2021 |
| 360 Federal Credit Union | Windsor Locks | CT | 11/2017 | 06/2018 |
| South Windsor Police Dept | South Windsor | CT | 07/2017 | 08/2017 |
| Waddell & Reed, Inc | Manchester | CT | 06/2018 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Vernon | CT | 06/2018 | 07/2021 |
| Matthew Peak | Manchester | CT | 06/2018 | 07/2021 |
| Unemployed | Manchester | CT | 09/2017 | 11/2017 |
| Unemployed | Manchester | CT | 05/2017 | 07/2017 |
| People'S Securities | Bridgeport | CT | 03/2016 | 05/2017 |
| Matt Peak Enterprises | Manchester | CT | 07/2018 | 07/2021 |
| Lpl Financial Llc | Manchester | CT | 07/2021 | 09/2024 |
| Massmutual | Springfield | MA | 09/2024 | Present |
| Mml Investors Services, Llc | Vernon | CT | 10/2024 | Present |
| Don Brooks & Associates | South Windsor | CT | 01/2021 | Present |
NAME: Don Brooks & Associates Inc INV REL: N ADD: 152 Deming St, South Windsor, CT 06074 NATURE: Tax Services POSITION: Data Entry Clerk START DATE: 01/15/2021 NO. HR/MO: 40 hrs in February and March, 20 hrs or less in January and April NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Enter data into computer. Identify missing tax documents and let a preparer know a form is missing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-23 |
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