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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-10-16
  • CT RA
    APPROVED
    Since 2024-10-16

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Vernon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manchester 8Th Utilities Fire Dept Manchester CT 09/2009 07/2021
360 Federal Credit Union Windsor Locks CT 11/2017 06/2018
South Windsor Police Dept South Windsor CT 07/2017 08/2017
Waddell & Reed, Inc Manchester CT 06/2018 07/2021
Various Insurance Carriers For W&R Insurance Agencies Vernon CT 06/2018 07/2021
Matthew Peak Manchester CT 06/2018 07/2021
Unemployed Manchester CT 09/2017 11/2017
Unemployed Manchester CT 05/2017 07/2017
People'S Securities Bridgeport CT 03/2016 05/2017
Matt Peak Enterprises Manchester CT 07/2018 07/2021
Lpl Financial Llc Manchester CT 07/2021 09/2024
Massmutual Springfield MA 09/2024 Present
Mml Investors Services, Llc Vernon CT 10/2024 Present
Don Brooks & Associates South Windsor CT 01/2021 Present
  • 09/2009 → 07/2021
    Manchester 8Th Utilities Fire Dept
    Manchester, CT
  • 11/2017 → 06/2018
    360 Federal Credit Union
    Windsor Locks, CT
  • 07/2017 → 08/2017
    South Windsor Police Dept
    South Windsor, CT
  • 06/2018 → 07/2021
    Waddell & Reed, Inc
    Manchester, CT
  • 06/2018 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Vernon, CT
  • 06/2018 → 07/2021
    Matthew Peak
    Manchester, CT
  • 09/2017 → 11/2017
    Unemployed
    Manchester, CT
  • 05/2017 → 07/2017
    Unemployed
    Manchester, CT
  • 03/2016 → 05/2017
    People'S Securities
    Bridgeport, CT
  • 07/2018 → 07/2021
    Matt Peak Enterprises
    Manchester, CT
  • 07/2021 → 09/2024
    Manchester, CT
  • 09/2024 → Present
    Massmutual
    Springfield, MA
  • 10/2024 → Present
    Vernon, CT
  • 01/2021 → Present
    Don Brooks & Associates
    South Windsor, CT
Previous Registrations
  • 2021-07-21 → 2024-10-11
    Manchester, CT
    Hamden, CT
  • 2018-07-02 → 2021-07-21
    Waddell & Reed
    Manchester, CT
    Hamden, CT
  • 2016-03-24 → 2017-05-18
    People'S Securities, Inc.
    Glastonbury, CT
    Glastonbury, CT
    Glastonbury, CT
    Middletown, CT
    Cromwell, CT
    Wethersfield, CT
  • 2015-09-22 → 2016-03-24
    Waddell & Reed
    Manchester, CT
    Hamden, CT
  • 2015-07-20 → 2015-09-23
    Msi Financial Services, Inc.
    Glastonbury, CT
  • 2013-12-24 → 2015-06-18
    Glastonbury, CT
Other Businesses

NAME: Don Brooks & Associates Inc INV REL: N ADD: 152 Deming St, South Windsor, CT 06074 NATURE: Tax Services POSITION: Data Entry Clerk START DATE: 01/15/2021 NO. HR/MO: 40 hrs in February and March, 20 hrs or less in January and April NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Enter data into computer. Identify missing tax documents and let a preparer know a form is missing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-23
  • S66 Uniform Combined State Law Examination
    2013-12-23
Other Names
  • Rebecca Marouski
  • Rebecca Ann Marouski

View on SEC IAPD

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