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Julie Dana Bochicchio

Wells Fargo Clearing Services, LLC

Linwood, NJ

CRD 6153984

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
TX RA APPROVED_RES 2017-01-28
NJ RA APPROVED 2017-01-05
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED_RES
    Since 2017-01-28
  • NJ RA
    APPROVED
    Since 2017-01-05

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Linwood NJ 01/2017 Present
Ubs Financial Services Inc. New York NY 01/2015 12/2016
Previous Registrations
Other Businesses

ANDJUL, LLC, INVT RELATED, LINWOOD, NJ, 1% OWNERSHIP, START DATE 1/7/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, MANAGING MEMBER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-16
  • S66 Uniform Combined State Law Examination
    2015-01-16
Other Names
  • Julie Dana Lippman
  • Julie Dana Dana Lippman

View on SEC IAPD

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Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
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