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Nicholas Caspar Palzer

Equitable Advisors, LLC

Minneapolis, MN

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-30
MN RA APPROVED 2020-02-12
  • TX RA
    APPROVED_RES
    Since 2026-07-30
  • MN RA
    APPROVED
    Since 2020-02-12

Branch Locations

Two Meridian Crossings Suite 450, Minneapolis, MN 55423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2013 06/2020
Equitable Advisors, Llc New York NY 04/2013 Present
Other Businesses

10/1/20 Blue Cross Blue Shield Dental, Health, Vision Insurance carrier Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-27
S63 Uniform Securities Agent State Law Examination 2013-07-19
  • S65 Uniform Investment Adviser Law Examination
    2020-01-27
  • S63 Uniform Securities Agent State Law Examination
    2013-07-19
Other Names
  • Nicholas Palzer

View on SEC IAPD

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