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11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-23 |
| KS | RA | APPROVED | 2024-07-12 |
| TX | RA | APPROVED | 2024-07-12 |
Branch Locations
16 Arcadian Avenue, Suite C4, Paramus, NJ 07652 • United States
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Watters Financial Services, Llc | Paramus | NJ | 04/2015 | 04/2017 |
| Watters Financial Services, Llc | Paramus | NJ | 04/2017 | 12/2018 |
| Watters Financial Services Llc | Paramus | NJ | 12/2018 | 07/2024 |
| The Retirement Planning Grouop | Leawood | KS | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-10-07 |
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