Samuel Dewhirst Courtney

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-12-13
DC	RA	APPROVED	2018-11-19
VA	RA	APPROVED	2018-11-14

TX RA
APPROVED

Since 2019-12-13
DC RA
APPROVED

Since 2018-11-19
VA RA
APPROVED

Since 2018-11-14

Branch Locations

1899 Pennsylvania Ave Nw Ste 1000, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services	Vienna	VA	02/2013	11/2018
Mass Mutual Life Insurance Company	Vienna	VA	06/2011	11/2018
Raymond James & Associates, Inc.	Washington	DC	11/2018	Present

02/2013 → 11/2018

Mml Investors Services

Vienna, VA
06/2011 → 11/2018

Mass Mutual Life Insurance Company

Vienna, VA
11/2018 → Present

Raymond James & Associates, Inc.

Washington, DC

Other Businesses

(1)NAME:SAM COURTNEY, INV REL: Y ADDR:1593 SPRING HILL RD SUITE 500E VIENNA VA 22182, NATURE:LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, POSITION:SALES/AGENT, START:6/2012, NO HR/MO:1 NO HR/MO DUR TRADING:0. (2)THE COLLEGE FUNDING COACH, INV REL:Y ADDR:7900 WEST PARK DR SUITE A320 MCLEAN VA 22102,NATURE:COLLEGE CONSULTING, POSITION:PARTNER/ADVISOR, START:11/18/2012, NO HR/MO:10 NO HR/MO DUR TRADING:0 (3)LEGAL SHIELD, INV REL:Y ADDR:1593 SPRING HILL RD SUITE 500 EAST VIENNA VA 22182, NATURE:REFER PEOPLE TO LEGAL SHIELD SERVICES, POSITION:AGENT, START:4/2014, NO HR/MO:2 NO HR/MO DUR TRADING:0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-25
S63	Uniform Securities Agent State Law Examination	2013-03-16

S65 Uniform Investment Adviser Law Examination

2018-10-25
S63 Uniform Securities Agent State Law Examination

2013-03-16

Other Names

Samuel Courtney

View on SEC IAPD