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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-21 |
Branch Locations
550 South Tryon Street, 40Th Floor, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 02/2014 | 07/2017 |
| Wells Fargo Investment Institute, Inc. | Charlotte | NC | 01/2026 | Present |
| Wells Fargo Securities | Charlotte | NC | 07/2017 | 07/2019 |
| Wells Fargo Investment Portfolio - Reinsurance | Charlotte | NC | 07/2019 | 08/2024 |
| Investure, Llc | Charlottesville | VA | 08/2024 | 01/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-03-13 |
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