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Matthew Chavis

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-05-20
  • NC RA
    APPROVED
    Since 2022-05-20

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Charlotte NC 08/2014 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 05/2022
Ubs Financial Services Inc. Charlotte NC 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-07
S63 Uniform Securities Agent State Law Examination 2013-05-01
  • S65 Uniform Investment Adviser Law Examination
    2019-05-07
  • S63 Uniform Securities Agent State Law Examination
    2013-05-01
Other Names
  • Matthew Alexander Chavis

View on SEC IAPD

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