David Wayne Buntin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 08/2022
  First Tennessee Brokerage, Inc.
  Chattanooga, TN
• 10/2013 → 08/2022
  Ftb Advisors, Inc.
  Chattanooga, TN
• 08/2022 → Present
  Raymond James Financial Services, Inc.
  Chattanooga, TN
• 08/2022 → Present
  Raymond James Financial Services Advisors, Inc.
  Chattanooga, TN
• 08/2022 → Present
  Pinnacle Bank/Pinnacle Financial Partners
  Chattanooga, TN
• 08/2022 → Present
  The Frank Group
  Chattanooga, TN

Previous Registrations

• 2013-10-10 → 2022-08-11
  First Horizon Advisors, Inc.
  Chattanooga, TN
• 2013-03-26 → 2013-10-10
  Ftb Advisors, Inc.
  Chattanooga, TN
  Memphis, TN

Other Businesses

(1)Name of Business: North Point Ridge Home Owners Association Address: 1851 Seven Pines Lane, Chattanooga, TN, 37415, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: No Start Date: 02/02/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay all bills, reconcile checking account, file annual tax return, assist in annual budget (2)Name of Business: Pinnacle Asset Management Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 08/10/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor - build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts. (3)Name of Business: The Frank Group Address: 801 Broad St Fl 2, Chattanooga, TN, 37402-2671, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/11/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Build relationships with Pinnacle partners, seek prospects for bank and PAM offerings, meet with clients to discuss financial goals and objectives, manage client investment accounts.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-25

Other Names

• David W. Buntin