Nicholas Xavier Harrison

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 09/2017
  E*Trade Securities Llc
  Alpharetta, GA
• 09/2017 → 02/2020
  E*Trade Securities Llc
  Alpharetta, GA
• 02/2020 → 06/2020
  E*Trade Securities Llc
  Alpharetta, GA
• 06/2020 → 09/2023
  E*Trade Securities Llc
  Alpharetta, GA
• 07/2020 → 09/2023
  E*Trade Capital Management Llc
  Alpharetta, GA
• 03/2023 → 09/2023
  Morgan Stanley
  Alpharetta, GA
• 09/2023 → Present
  Morgan Stanley
  Atlanta, GA

Other Businesses

(A) 1. Mass Mutual Insurance 2. Investment Related: Yes 3. 1295 State Street, Springfield, MA 01111 4. Life Insurance 5. Residuals 6. 01/01/2012 7. Hours devoted to business: 0 8. Hours devoted during Securities business: 0 9. This is passive income from the previous sell of life insurance products while employed there. I am no longer employed there, this is life time residuals and can not be terminated as long as the client renews their policy. (C) 1. Buford City School's Diversity and Inclusion Council 2. Investment Related: No 3. 2625 Sawnee Avenue, Buford, GA 30518 4. Conduct Advisory 5. Committee Memember 6. 01/07/2019 7. Hours devoted to business: 4 8. Hours devoted during Securities business: 0 9. Review current practices and advise on Diversity and Inclusion within school system.

Exams

• S66 Uniform Combined State Law Examination
  2023-05-22
• S63 Uniform Securities Agent State Law Examination
  2014-09-16