Best Investors
Account
Sign in
Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investment Management | Andover/Boston | MA | 07/2013 | Present |
| Franklin Distributors, Llc | Boston | MA | 07/2024 | Present |
| Putnam Retail Management | Boaton | MA | 07/2013 | 07/2024 |
1. Rental Property-Owner; Jay VT; Beginning: 11/29/2023; Approx: 1 hour weekly; no time during normal securities trading hours; 2. FWTL Certified Coach; Clearwater, FL; Beginning 2/1/2024; Approx: 7 hours weekly; no time during normal securities trading hours. 3. Rental Property 2 - Owner; Newburyport, MA; Beginning 10/3/2025; Approx: 1hour weekly; no time during normal securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-07 |
Reach out to this advisor