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Hsbc Securities (Usa) Inc. CRD 19585
$3.84B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-14 |
| CA | RA | APPROVED | 2024-04-22 |
| GA | RA | APPROVED | 2024-04-04 |
| TX | RA | APPROVED_RES | 2022-11-07 |
| FL | RA | APPROVED | 2020-01-21 |
Branch Locations
Cutler Bay, FL • United States
1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Miami | FL | 01/2013 | 09/2017 |
| Jp Morgan Chase Bank | Miami | FL | 03/2010 | 09/2017 |
| Hsbc Bank Usa National Association | Miami | FL | 10/2017 | Present |
| Hsbc Securities Usa Inc. | Miami | FL | 10/2017 | Present |
1. The name of the other business - Giselle Rodriguez Alcala 2. Whether the business is investment-related - No 3. The address of the other business- 23664 SW 117 Pl, Miami FL 33032 4. The nature of the other business - Second home currently rented 5. Your position - Home owner 6. Title - Landlord 7. Relationship with the other business - N/A 8. The start date of your relationship -June 25th, 2014 9. The approximate number of hours/month you devote to the other business - 0Hours 10. The number of hours you devote to the other business during securities trading hours -0 hours 11. Briefly describe your duties relating to the other business Second home rented, there is no company created for this, is just rented with an annual contract under my name. No hours are being dedicated to this. 1. The name of the other business: Giselle Rodriguez Alcala 2. Whether the business is investment-related: Investment property, long term rent 3. The address of the other business: 20731 SW 79th PL, Cutler BAY, FL 33189 4. The nature of the other business: Rental Property 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 4/1/2024 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 hours, I don’t manage this. 10. Briefly describe your duties relating to the other business : I have no duties, this is a long term rental property for retirement purpose, I don’t use any hours to manage it. 1. The name of the other business: 1316 Ocean Point LLC 2. Whether the business is investment-related: Short term rental- vacation family home 3. The address of the other business: 500 Burton Drive, Key Largo, FL 33070 4. The nature of the other business: Rental 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 6/2/2026 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 hours, I don’t manage this. 10. Briefly describe your duties relating to the other business I have no duties, this is a short term rental property and summer vacation home for the family, I don’t use any hours to manage it 1. The name of the other business: 20750 SW 79th PL LLC 2. Whether the business is investment-related: Rental property 3. The address of the other business: 20750 SW 79Th PLACE, Cutler Bay, FL 33189 4. The nature of the other business: Rental Property 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 11/1/2025 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business NONE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-04 |
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