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Giselle Rodriguez Alcala

Hsbc Securities (Usa) Inc.

Cutler Bay, FL

Miami, FL

CRD 6152432

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-14
CA RA APPROVED 2024-04-22
GA RA APPROVED 2024-04-04
TX RA APPROVED_RES 2022-11-07
FL RA APPROVED 2020-01-21
  • NY RA
    APPROVED
    Since 2026-07-14
  • CA RA
    APPROVED
    Since 2024-04-22
  • GA RA
    APPROVED
    Since 2024-04-04
  • TX RA
    APPROVED_RES
    Since 2022-11-07
  • FL RA
    APPROVED
    Since 2020-01-21

Branch Locations

Cutler Bay, FL • United States

1441 Brickell Avenue 16Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Miami FL 01/2013 09/2017
Jp Morgan Chase Bank Miami FL 03/2010 09/2017
Hsbc Bank Usa National Association Miami FL 10/2017 Present
Hsbc Securities Usa Inc. Miami FL 10/2017 Present
  • 01/2013 → 09/2017
    Jp Morgan Securities Llc
    Miami, FL
  • 03/2010 → 09/2017
    Jp Morgan Chase Bank
    Miami, FL
  • 10/2017 → Present
    Hsbc Bank Usa National Association
    Miami, FL
  • 10/2017 → Present
    Hsbc Securities Usa Inc.
    Miami, FL
Other Businesses

1. The name of the other business - Giselle Rodriguez Alcala 2. Whether the business is investment-related - No 3. The address of the other business- 23664 SW 117 Pl, Miami FL 33032 4. The nature of the other business - Second home currently rented 5. Your position - Home owner 6. Title - Landlord 7. Relationship with the other business - N/A 8. The start date of your relationship -June 25th, 2014 9. The approximate number of hours/month you devote to the other business - 0Hours 10. The number of hours you devote to the other business during securities trading hours -0 hours 11. Briefly describe your duties relating to the other business Second home rented, there is no company created for this, is just rented with an annual contract under my name. No hours are being dedicated to this. 1. The name of the other business: Giselle Rodriguez Alcala 2. Whether the business is investment-related: Investment property, long term rent 3. The address of the other business: 20731 SW 79th PL, Cutler BAY, FL 33189 4. The nature of the other business: Rental Property 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 4/1/2024 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 hours, I don’t manage this. 10. Briefly describe your duties relating to the other business : I have no duties, this is a long term rental property for retirement purpose, I don’t use any hours to manage it. 1. The name of the other business: 1316 Ocean Point LLC 2. Whether the business is investment-related: Short term rental- vacation family home 3. The address of the other business: 500 Burton Drive, Key Largo, FL 33070 4. The nature of the other business: Rental 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 6/2/2026 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 hours, I don’t manage this. 10. Briefly describe your duties relating to the other business I have no duties, this is a short term rental property and summer vacation home for the family, I don’t use any hours to manage it 1. The name of the other business: 20750 SW 79th PL LLC 2. Whether the business is investment-related: Rental property 3. The address of the other business: 20750 SW 79Th PLACE, Cutler Bay, FL 33189 4. The nature of the other business: Rental Property 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 11/1/2025 8. The approximate number of hours/months you devote to the other business: 0 9. The number of hours you devote to the other business during securities trading hours: 0 10. Briefly describe your duties relating to the other business NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-17
S63 Uniform Securities Agent State Law Examination 2017-11-04
  • S66 Uniform Combined State Law Examination
    2020-01-17
  • S63 Uniform Securities Agent State Law Examination
    2017-11-04
Other Names
  • Giselle Rodriguez
  • Giselle Rodriguez

View on SEC IAPD

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