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Kenneth Swift

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-25
  • FL RA
    APPROVED
    Since 2023-04-25

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2013 06/2020
Equitable Advisors, Llc New York NY 03/2013 03/2023
Charles Schwab & Co., Inc. Orlando FL 04/2023 Present
Previous Registrations
Other Businesses

1) JC Rawls - FFAC Foundation Inc | Investment Related:No|1021 Martex Drive|Apopka|FL|32703|USA|Other|Board Member|1/29/2023|Less than 20|0|Conduct strategic planning with other board members

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
  • S66 Uniform Combined State Law Examination
    2017-09-15
Designations
Other Names
  • Kenneth Swift
  • Kenny Swift

View on SEC IAPD

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