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D.a. Davidson & Co. CRD 199
$41.8B regulatory AUM 1,050 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-15 |
Branch Locations
3333 Michelson Dr Suite 900, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert E Harris Agency | Costa Mesa | CA | 05/2011 | 01/2018 |
| La County Fire Department | Los Angeles | CA | 09/2015 | 12/2016 |
| D.A. Davidson & Co. | Irvine | CA | 02/2018 | Present |
1) REAL GREEN DEVELOPMENT LLC; INVESTMENT RELATED; LAGUNA BEACH, CA 92651; LLC; OWNER; SINCE 01/01/2014; APPROX 1 HR/MONTH; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DUTIES LIMITED TO DEPOSITING CHECKS. 2)ROBERT E. HARRIS INSURANCE AGENCY INC.; INVESTMENT RELATED; COSTA MESA, CA 92626; CORPORATION; INDEPENDENT AGENT; SINCE 06/15/1999; NO TIME DEVOTED TO THIS ACTIVITY; NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-15 |
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