Calla Marie Poulos

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-06-29

CT RA
APPROVED

Since 2023-06-29

Branch Locations

Vernon, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Financial Group	Springfield	MA	12/2010	Present
Voya Financial Advisors, Inc.	Windsor	CT	06/2016	Present
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

12/2010 → Present

Massmutual Financial Group

Springfield, MA
06/2016 → Present

Voya Financial Advisors, Inc.

Windsor, CT
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-30

S66 Uniform Combined State Law Examination

2021-07-30

Other Names

Calla Marie Poulos
Calla Navarrete
Calla Marie Navarrete

View on SEC IAPD