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Kathy L Vicklun

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-28
CA RA APPROVED 2011-03-17
  • TX RA
    APPROVED_RES
    Since 2015-04-28
  • CA RA
    APPROVED
    Since 2011-03-17

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 09/2007 Present
Bank Of America N.A. San Diego CA 09/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-16
  • S66 Uniform Combined State Law Examination
    2011-03-16
Other Names
  • Kathy Lynn Flores
  • Kathy Lynn Pasquariello
  • Kathy Lynn Vicklun

View on SEC IAPD

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