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Lawrence Larose

Rockefeller Financial LLC

Saratoga Springs, NY

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-03
NY RA APPROVED 2022-11-07
  • TX RA
    APPROVED_RES
    Since 2023-05-03
  • NY RA
    APPROVED
    Since 2022-11-07

Branch Locations

321 Broadway, Saratoga Springs, NY 12866 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 11/2009 01/2021
Goldman Sachs & Co. Llc Latham NY 01/2021 10/2022
Rockefeller Capital Management Saratoga NY 11/2022 Present
Rockefeller Financial Lllc Saratoga NY 11/2022 Present
  • 11/2009 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Latham, NY
  • 01/2021 → 10/2022
    Goldman Sachs & Co. Llc
    Latham, NY
  • 11/2022 → Present
    Rockefeller Capital Management
    Saratoga, NY
  • 11/2022 → Present
    Rockefeller Financial Lllc
    Saratoga, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-25
  • S66 Uniform Combined State Law Examination
    2011-06-25
Other Names
  • Larry Larose
  • Lawrence Richard Larose

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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