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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-10 |
Branch Locations
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
777 International Pkwy Suite 180, Flower Mound, TX 75022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 08/2017 | Present |
| Private Client Services | Flower Mound | TX | 04/2018 | 11/2022 |
| Cambridge Ivnestment Research Inc. | Fairfield | IA | 01/2011 | 04/2018 |
| Lawing Financial Inc. | Overland Park | KS | 02/2011 | 10/2017 |
1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 04/2021, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs) 2) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 3) CHILDREN'S ADVOCACY CENTER OF NORTH TEXAS BOARD OF DIRECTORS. 1854 CAIN DR, LEWISVILLE, TX 75077. CHILDREN'S ADVOCACY CENTER FOR NOTH TEXAS AND OUR PARTNERS ARE THE FRONT-LINE RESPONDERS TO REPORTS OF CHILD SEXUAL ABUSE IN DENTON COUNTY. 3 HRS/MO;0 DURING TRADING HRS. 4) Flower Mound Chamber of Commerce; 700 Parker Square Suite #100, Flower Mound, TX 75028; not investment-related; Start date: 01/01/2025; Board Member; 2 hours per month; 1 hour during trading; one of many board members that are focused on influencing the development of commerce in the Flower Mound community and surrounding areas. 5) Epic Land Ventures LLC; 5512 Clear Creek Dr. Flower Mound, TX 75022; investment related, Start date: 01/01/2025; Partner, 50% ownership; 10-15 hours a month, 0- during trading hours. This is a partnership between me and a very close friend to purchase raw land for agricultural, recreation and investment purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-07 |
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